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Xinting Huang
Yumi Huang
CRD#: 6800644
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3100 CROW CANYON PL
SAN RAMON, CA 94583
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 2/12/2018

B
New Jersey 1/7/2020

B
California 11/21/2017

B
New York 10/4/2023

IA
California 11/21/2017

B
Oregon 2/12/2018

B
Florida 2/12/2018

B
Texas 2/12/2018

B
Maine 10/3/2023

IA
Texas 3/15/2018

B
Massachusetts 5/30/2024

B
Washington 1/14/2020

B
Nevada 2/12/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3100 CROW CANYON PL, SAN RAMON, CA 94583
Registered with this firm since 11/21/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3100 CROW CANYON PL, SAN RAMON, CA 94583
Registered with this firm since 7/26/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.