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Sarah White
SARAH NICOLE WHITE
CRD#: 6800451
IA
B
EDWARD JONESCRD#: 250 16 S College Ave
Newton, NC 28658
Newton, NC 28658
0
Disclosures
7
Years of Experience
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State Registrations
B
California 1/25/2023
B
North Carolina 11/27/2019
B
Connecticut 9/11/2024
IA
North Carolina 12/9/2019
B
Florida 9/24/2021
B
South Carolina 7/3/2023
B
Illinois 8/1/2024
B
Tennessee 2/14/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 11/27/2019
B
Registered with this firm since 11/27/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/26/2017 - 12/09/2019 | MOORESVILLE, NC | |
B | 09/08/2017 - 12/09/2019 | MOORESVILLE, NC |
MOORESVILLE, NC
10/26/2017 - 12/09/2019
MOORESVILLE, NC
09/08/2017 - 12/09/2019
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.