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William Sinclair Cummings
William Cummings
CRD#: 6800327
IA
Investment Adviser
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Previous Broker
J.M. ARBOUR, LLCCRD#: 313352 1 BRUNSWICK AVENUE
GARDINER, ME 04345
Registration History
2017201820192020202120222023202420252026IAJ.M. ARBOUR, LLC (CRD# 313352)2022 - Present (2 years)BAXA ADVISORS, LLC (CRD# 6627)2017 - 2020 (2 years)IAFOUNDATIONS INVESTMENT ADVISOR... (CRD# 175083)2020 - 2022 (1 year)IAAXA ADVISORS, LLC (CRD# 6627)2020 - 2020 (<1 year)
License(s)

State Registrations

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Maine 6/24/2022

Current Registration(s)
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J.M. ARBOUR, LLC (CRD#:313352)
1 BRUNSWICK AVENUE, GARDINER, ME 04345
Registered with this firm since 6/24/2022

Previous Registration(s)
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12/23/2020 - 08/04/2022 FOUNDATIONS INVESTMENT ADVISORS LLC (CRD#:175083) HALLOWELL, ME
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02/12/2020 - 04/22/2020 AXA ADVISORS, LLC (CRD#:6627) ROCHESTER, NY
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06/08/2017 - 04/22/2020 AXA ADVISORS, LLC (CRD#:6627) ROCHESTER, NY
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Broker
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Investment Adviser
Disclosures
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