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Detailed Report
Brandon Frazier
Brandon Keith Frazier
CRD#: 6799602
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 200 W MAIN ST
MULVANE, KS 67110-1765
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)
Disclosure(s)
View By:
3/25/2003
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 6/24/2020
B
Nebraska 3/1/2024
B
Arizona 9/25/2017
B
New Mexico 2/27/2025
B
Colorado 12/12/2017
B
North Carolina 11/30/2021
B
Delaware 12/9/2024
B
Oklahoma 9/25/2017
B
Florida 11/2/2021
B
South Dakota 4/4/2018
B
Georgia 8/27/2019
B
Tennessee 9/5/2019
B
Indiana 9/25/2017
B
Texas 1/31/2018
B
Kansas 7/19/2017
IA
Texas 1/17/2019
IA
Kansas 8/30/2017
B
Utah 1/9/2019
B
Minnesota 9/17/2018
B
Virginia 6/25/2024
B
Missouri 10/27/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
200 W MAIN ST, MULVANE, KS 67110-1765
Registered with this firm since 8/30/2017
B
EDWARD JONES (CRD#:250)
200 W MAIN ST, MULVANE, KS 67110-1765
Registered with this firm since 6/27/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.