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Detailed Report
ANTHEA NOEL TJUANAKIS COX
Anthea Noel Tjuanakis
CRD#: 6797988
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 101 California Street 23Rd Floor
San Francisco, CA 94111
Registration History
JulOct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (2 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2022 - 2022 (<1 year)
License(s)

State Registrations

B
California 2/24/2023
IA
California 2/24/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
101 California Street 23Rd Floor, San Francisco, CA 94111
San Francisco, CA
Registered with this firm since 2/24/2023
B
MORGAN STANLEY (CRD#:149777)
101 California Street 23Rd Floor, San Francisco, CA 94111
San Francisco, CA
Registered with this firm since 2/21/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/11/2022 - 12/19/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) San Francisco, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.