• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRANDON THOMAS LOPEZ
BRANDON LOPEZ
CRD#: 6797945
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3102 E CAMELBACK RD
PHOENIX, AZ 85016
Registration History
2017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2022 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2021 (3 years)
License(s)

State Registrations

B
Arizona 12/20/2021

IA
California 2/14/2022

IA
Arizona 2/16/2022

B
Ohio 1/26/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3102 E CAMELBACK RD, PHOENIX, AZ 85016
Registered with this firm since 2/14/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3102 E CAMELBACK RD, PHOENIX, AZ 85016
Registered with this firm since 12/14/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/01/2017 - 06/01/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.