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Detailed Report
Theopolus S Mickles
THEOPOLUS SHERROD MICKLES, THEOPOLUS MICKLES, T. Sherrod Mickles, Sherrod Mickles
CRD#: 6797771
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1016 2nd Ave N Suite 204
North Myrtle Beach, SC 29582
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2023 (6 years)2 FIRMS2023 - Present (1 year)
Disclosure(s)
View By:
7/21/2017
Judgment / Lien
License(s)

State Registrations

B
California 2/3/2025
B
North Carolina 10/6/2023
B
Florida 10/4/2023
B
Pennsylvania 10/4/2023
B
Georgia 12/13/2024
B
South Carolina 8/1/2023
B
Louisiana 12/8/2023
IA
South Carolina 8/1/2023
B
Maryland 2/9/2024
B
Texas 10/21/2023
B
Massachusetts 2/23/2024
IA
Texas 10/27/2023
B
New Jersey 10/4/2023
B
Virginia 10/4/2023
B
New York 2/23/2025

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1016 2nd Ave N Suite 204, North Myrtle Beach, SC 29582
Registered with this firm since 8/1/2023
B
EDWARD JONES (CRD#:250)
1016 2nd Ave N Suite 204, North Myrtle Beach, SC 29582
Registered with this firm since 8/1/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/06/2017 - 08/01/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MYRTLE BEACH, SC
B
 08/01/2017 - 08/01/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MYRTLE BEACH, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.