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Jessica Lee Bates
Jessica Bates, Jessica McCullough
CRD#: 6795142
IA
Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
20172018201920202021202220232024202520262 FIRMS2018 - Present (6 years)BMORGAN STANLEY (CRD# 149777)2017 - 2017 (<1 year)
License(s)

State Registrations

B
Arizona 6/20/2018

B
Missouri 3/24/2022

B
Arkansas 6/20/2018

B
New York 6/20/2018

B
California 6/21/2018

B
North Carolina 6/20/2018

B
Connecticut 6/19/2018

B
Oregon 10/17/2024

B
Florida 6/20/2018

B
Pennsylvania 6/20/2018

B
Georgia 6/20/2018

B
Tennessee 6/20/2018

B
Illinois 6/18/2018

B
Texas 6/20/2018

IA
Illinois 6/18/2018

IA
Texas 6/20/2018

B
Indiana 6/19/2018

B
Virginia 6/19/2018

B
Louisiana 6/21/2018

B
Wisconsin 6/21/2018

B
Maryland 1/29/2025

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 6/18/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 6/18/2018

Previous Registration(s)
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09/21/2017 - 12/14/2017 MORGAN STANLEY (CRD#:149777) CHICAGO, IL
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.