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William Shand Pahl
CRD#: 6795054
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 3550 Lenox Road
Suite 1950
Atlanta, GA 30326
Registration History
201920202021202220232024202520262 FIRMS2019 - 2024 (5 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 9/25/2024

B
Michigan 9/25/2024

B
Arizona 9/25/2024

B
Minnesota 10/15/2024

B
Arkansas 9/25/2024

B
Mississippi 9/25/2024

B
California 9/25/2024

B
Missouri 9/25/2024

B
Colorado 9/25/2024

B
Montana 10/14/2024

B
Connecticut 9/25/2024

B
Nebraska 9/25/2024

B
Delaware 9/25/2024

B
Nevada 9/25/2024

B
District of Columbia 9/25/2024

B
New Hampshire 9/25/2024

B
Florida 9/25/2024

B
New Jersey 9/25/2024

B
Georgia 9/25/2024

B
New York 9/25/2024

IA
Georgia 9/30/2024

B
North Carolina 9/25/2024

B
Hawaii 9/25/2024

B
Ohio 9/25/2024

B
Illinois 9/25/2024

B
Oregon 10/11/2024

B
Indiana 9/25/2024

B
Pennsylvania 9/25/2024

B
Iowa 10/15/2024

B
South Carolina 9/25/2024

B
Kansas 9/25/2024

B
Tennessee 9/25/2024

B
Kentucky 9/25/2024

B
Texas 9/25/2024

B
Louisiana 9/25/2024

IA
Texas 9/25/2024

B
Maine 9/25/2024

B
Virginia 9/25/2024

B
Maryland 9/25/2024

B
Washington 9/25/2024

B
Massachusetts 9/25/2024

B
Wisconsin 10/15/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
3550 Lenox Road Suite 1950, Atlanta, GA 30326
Registered with this firm since 9/25/2024

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
3550 Lenox Road Suite 1950, Atlanta, GA 30326
Registered with this firm since 9/25/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/19/2019 - 10/11/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
10/23/2019 - 10/11/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.