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Michael DeForest Howard-Johnson
Mike Howard-Johnson
CRD#: 6793795
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Investment Adviser
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Previous Broker
SHEPHERD KAPLAN LLCCRD#: 128244 53 STATE STREET
23RD FLOOR
BOSTON, MA 02109-2820
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2018 (1 year)IASHEPHERD KAPLAN LLC (CRD# 128244)2018 - Present (6 years)
License(s)

State Registrations

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Massachusetts 6/29/2018

Current Registration(s)
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SHEPHERD KAPLAN LLC (CRD#:128244)
53 STATE STREET 23RD FLOOR, BOSTON, MA 02109-2820
Registered with this firm since 6/29/2018

Previous Registration(s)
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07/28/2017 - 05/15/2018 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (CRD#:108559) | New York, NY
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05/23/2017 - 05/15/2018 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.