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Neal Benjamin Hickey
CRD#: 6792592
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 1009 North Demaree Street
Visalia, CA 93291
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2022 (4 years)2 FIRMS2022 - Present (3 years)
License(s)

State Registrations

B
California 1/10/2022

IA
California 1/10/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1009 North Demaree Street, Visalia, CA 93291
Registered with this firm since 1/10/2022

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1009 North Demaree Street, Visalia, CA 93291
Registered with this firm since 1/10/2022

Previous Registration(s)
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IA
11/20/2017 - 02/04/2022 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) VISALIA, CA
B
10/02/2017 - 02/04/2022 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) VISALIA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.