• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Michael Jon Brown
Michael J. Brown, Michael Brown, Mike J. Brown, Mike Jon Brown, Mike Brown
CRD#: 6792421
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 6333 FM 1960 W
Houston, TX 77069-4003
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2018 (<1 year)2 FIRMS2018 - 2024 (6 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arkansas 6/14/2024

B
Texas 6/14/2024

B
Michigan 6/14/2024

IA
Texas 6/14/2024

B
Mississippi 6/14/2024

B
Utah 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
6333 FM 1960 W, Houston, TX 77069-4003
2 Riverway Ste 1400, Houston, TX 77056
Registered with this firm since 6/14/2024

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
6333 FM 1960 W, Houston, TX 77069-4003
2 Riverway Ste 1400, Houston, TX 77056
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/20/2018 - 06/14/2024 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) CYPRESS, TX
B
04/20/2018 - 06/14/2024 CETERA INVESTMENT SERVICES LLC (CRD#:15340) LITTLE ROCK, AR
IA
08/30/2017 - 01/30/2018 EDWARD JONES (CRD#:250) North Little Rock, AR
B
06/26/2017 - 01/30/2018 EDWARD JONES (CRD#:250) North Little Rock, AR
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.