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Mark McCormick Ward
Mark Ward
CRD#: 6790522
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CAPITOL MALL
SACRAMENTO, CA 95814
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 2/9/2022

B
New Hampshire 2/22/2018

B
Arizona 10/28/2022

B
New Jersey 5/24/2021

B
Arkansas 10/25/2022

B
New York 1/11/2019

B
California 12/4/2017

B
North Carolina 2/22/2018

IA
California 12/4/2017

B
Oregon 2/22/2018

B
Colorado 5/28/2019

B
Pennsylvania 8/29/2024

B
Connecticut 3/26/2021

B
Rhode Island 3/26/2021

B
Florida 2/22/2018

B
Texas 2/22/2018

B
Idaho 11/20/2018

IA
Texas 2/22/2018

B
Massachusetts 2/22/2018

B
Utah 2/22/2018

B
Michigan 2/22/2018

B
Washington 2/22/2018

B
Nevada 1/3/2018

B
West Virginia 4/12/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CAPITOL MALL, SACRAMENTO, CA 95814
Registered with this firm since 12/4/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CAPITOL MALL, SACRAMENTO, CA 95814
Registered with this firm since 8/21/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.