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Broderick Daniel Zach
Danny Zach
CRD#: 6789465
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 200 S. 108 Ave
Omaha, NE 68154
Registration History
2018201920202021202220232024202520266 FIRMS2020 - 2022 (1 year)2 FIRMS2022 - Present (2 years)BSECURITIES AMERICA, INC. (CRD# 10205)2018 - 2022 (4 years)BLADENBURG THALMANN & CO. INC. (CRD# 505)2019 - 2019 (<1 year)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2019 - 2022 (3 years)
License(s)

State Registrations

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Nebraska 11/30/2022

IA
Nebraska 11/30/2022

SRO Registrations

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FINRA

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Nasdaq Stock Market

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
200 S. 108 Ave, Omaha, NE 68154
Registered with this firm since 11/30/2022

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CHARLES SCHWAB & CO., INC. (CRD#:5393)
200 S. 108 Ave, Omaha, NE 68154
Registered with this firm since 11/30/2022

Previous Registration(s)
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IA
05/22/2019 - 10/17/2022 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) LA VISTA, NE
B
12/21/2020 - 10/17/2022 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
12/21/2020 - 10/17/2022 LADENBURG THALMANN & CO. INC. (CRD#:505) NEW YORK, NY
B
12/21/2020 - 10/17/2022 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
12/21/2020 - 10/17/2022 SAGEPOINT FINANCIAL, INC. (CRD#:133763) SCOTTSDALE, AZ
B
12/21/2020 - 10/17/2022 TRIAD ADVISORS LLC (CRD#:25803) ATLANTA, GA
B
12/21/2020 - 10/17/2022 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
B
03/30/2018 - 10/17/2022 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
B
05/16/2019 - 12/12/2019 LADENBURG THALMANN & CO. INC. (CRD#:505) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.