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Shane Todd
SHANE ADAM TODD, shane todd
CRD#: 6789291
IA
B
EDWARD JONESCRD#: 250 201 N HAUGHTON HWY
greenup, IL 62428
greenup, IL 62428
0
Disclosures
7
Years of Experience
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State Registrations
B
Florida 1/5/2021
B
Kentucky 10/6/2021
B
Illinois 6/28/2019
B
Oklahoma 10/17/2022
IA
Illinois 6/28/2019
B
Tennessee 6/28/2019
B
Iowa 9/10/2024
B
Wisconsin 7/31/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/28/2019
B
Registered with this firm since 6/28/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2018 - 04/02/2019 | CASEY, IL | |
B | 08/21/2017 - 04/02/2019 | CASEY, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.