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Alec James Nasto
Alec Nasto
CRD#: 6788664
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 Carlsbad, CA
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - 2019 (<1 year)2 FIRMS2019 - 2021 (2 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 2/18/2025

B
Montana 10/1/2021

B
Alaska 2/18/2025

B
Nevada 10/1/2021

B
Arizona 2/18/2025

B
New Hampshire 10/1/2021

B
Arkansas 2/18/2025

B
New Jersey 10/1/2021

B
California 10/1/2021

B
New Mexico 2/18/2025

IA
California 10/4/2021

B
New York 10/1/2021

B
Colorado 10/1/2021

B
North Carolina 10/2/2021

B
Connecticut 10/1/2021

B
North Dakota 2/18/2025

B
Delaware 10/1/2021

B
Ohio 10/4/2021

B
District of Columbia 2/18/2025

B
Oklahoma 10/1/2021

B
Florida 10/1/2021

B
Oregon 2/18/2025

B
Georgia 10/1/2021

B
Pennsylvania 10/1/2021

B
Hawaii 2/18/2025

B
Puerto Rico 2/18/2025

B
Idaho 10/1/2021

B
Rhode Island 2/18/2025

B
Illinois 10/1/2021

B
South Carolina 2/18/2025

B
Indiana 2/18/2025

B
South Dakota 2/18/2025

B
Iowa 2/18/2025

B
Tennessee 2/18/2025

B
Kansas 10/1/2021

B
Texas 10/1/2021

B
Kentucky 10/1/2021

B
Utah 10/1/2021

B
Louisiana 10/1/2021

B
Vermont 2/18/2025

B
Maine 10/1/2021

B
Virgin Islands 2/18/2025

B
Maryland 10/1/2021

B
Virginia 10/1/2021

B
Massachusetts 10/1/2021

B
Washington 10/1/2021

B
Michigan 2/18/2025

B
West Virginia 2/18/2025

B
Minnesota 2/18/2025

B
Wisconsin 10/1/2021

B
Mississippi 2/18/2025

B
Wyoming 10/1/2021

B
Missouri 2/18/2025

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
Carlsbad, CA
Registered with this firm since 10/4/2021

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
Carlsbad, CA
Registered with this firm since 10/1/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/31/2019 - 09/13/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
B
05/31/2019 - 09/13/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
IA
08/07/2018 - 05/07/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN DIEGO, CA
B
08/07/2018 - 05/07/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN DIEGO, CA
IA
07/09/2018 - 08/13/2018 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) SAN DIEGO, CA
B
06/01/2018 - 08/13/2018 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.