Individual Firm
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Kelsey Maureen Westphal
Kelsey Maureen Murphy
CRD#: 6787998
IA
B
EDWARD JONESCRD#: 250 5301 Veterans Memorial Pkwy
SUITE 103
Saint Peters, MO 63376-2298
SUITE 103
Saint Peters, MO 63376-2298
0
Disclosures
6
Years of Experience
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State Registrations
B
Colorado 10/9/2024
B
Michigan 10/9/2024
B
Florida 10/9/2024
B
Missouri 10/9/2024
B
Georgia 10/9/2024
IA
Missouri 10/9/2024
B
Hawaii 10/9/2024
B
Nevada 10/9/2024
B
Illinois 10/9/2024
B
Texas 10/9/2024
B
Indiana 10/9/2024
IA
Texas 10/9/2024
B
Kansas 10/9/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/9/2024
B
Registered with this firm since 10/9/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/18/2024 - 09/27/2024 | Saint Peters, MO | |
B | 09/18/2024 - 09/27/2024 | Saint Peters, MO | |
IA | 09/07/2018 - 08/06/2024 | ST LOUIS, MO | |
B | 07/26/2018 - 08/06/2024 | ST LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.