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Katherine Embry Kolonich
Katie Embry, Melissa Katherine Embry
CRD#: 6787783
IA
B
EDWARD JONESCRD#: 250 3310 Professional Park Ste 102
Owensboro, KY 42303-2497
Owensboro, KY 42303-2497
0
Disclosures
7
Years of Experience
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State Registrations
B
Alabama 8/17/2020
B
Mississippi 6/18/2019
B
Arkansas 6/2/2021
B
North Carolina 4/10/2019
B
California 6/24/2019
B
Ohio 9/11/2017
B
Florida 9/18/2017
B
Pennsylvania 10/9/2023
B
Georgia 10/11/2019
B
South Carolina 1/3/2020
B
Illinois 10/11/2019
B
Tennessee 6/17/2019
B
Indiana 9/11/2017
B
Texas 9/11/2017
B
Kentucky 7/3/2017
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Texas 1/4/2019
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Kentucky 8/31/2017
B
West Virginia 7/10/2023
B
Louisiana 6/17/2019
SRO Registrations
B
B
B
B
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Registered with this firm since 8/31/2017
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Registered with this firm since 6/14/2017
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.