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Cole Joseph Winbauer
Cole J Winbauer
CRD#: 6787735
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 4431 MEMORIAL HWY
MANDAN, ND 58554
CETERA ADVISOR NETWORKS LLCCRD#: 13572 4431 MEMORIAL HWY
MANDAN, ND 58554
Registration History
201920202021202220232024202520262 FIRMS2019 - 2019 (<1 year)2 FIRMS2020 - 2023 (3 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 8/10/2023

B
North Dakota 8/10/2023

B
Arkansas 9/18/2024

IA
North Dakota 8/10/2023

B
Colorado 8/10/2023

B
South Dakota 8/10/2023

B
Iowa 8/10/2023

B
Texas 8/10/2023

B
Minnesota 8/10/2023

IA
Texas 8/10/2023

B
Montana 8/10/2023

B
Wisconsin 8/10/2023

B
Nebraska 8/10/2023

B
Wyoming 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
4431 MEMORIAL HWY, MANDAN, ND 58554
Registered with this firm since 8/10/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
4431 MEMORIAL HWY, MANDAN, ND 58554
Registered with this firm since 8/10/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/14/2020 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) MANDAN, ND
B
01/27/2020 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) MANDAN, ND
IA
06/18/2019 - 11/14/2019 EDWARD JONES (CRD#:250) TEMPE, AZ
B
05/27/2019 - 11/14/2019 EDWARD JONES (CRD#:250) TEMPE, AZ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.