• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Winne Wang
CRD#: 6786443
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 701 EAST BELL ROAD
PHOENIX, AZ 85022
Registration History
20172018201920202021202220232024202520262 FIRMS2023 - 2024 (<1 year)2 FIRMS2024 - Present (1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2023 - 2023 (<1 year)BCCO CAPITAL, LLC (CRD# 31147)2020 - 2023 (3 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2017 - 2020 (2 years)
License(s)

State Registrations

B
Arizona 3/1/2024

B
Michigan 1/2/2025

IA
Arizona 3/7/2024

IA
Texas 2/22/2024

B
Florida 12/2/2024

B
Texas 2/23/2024

B
Kentucky 8/13/2024

B
Utah 8/12/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
701 EAST BELL ROAD, PHOENIX, AZ 85022
17140 NORTH CAVE CREEK ROAD, PHOENIX, AZ 85032
Registered with this firm since 2/22/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
701 EAST BELL ROAD, PHOENIX, AZ 85022
17140 NORTH CAVE CREEK ROAD, PHOENIX, AZ 85032
Registered with this firm since 2/21/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/20/2023 - 02/21/2024 PFG ADVISORS (CRD#:173344) Phoenix, AZ
B
10/16/2023 - 02/20/2024 SECURITIES AMERICA, INC. (CRD#:10205) Goodyear, AZ
B
05/05/2023 - 10/17/2023 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) PHOENIX, AZ
B
03/27/2020 - 03/31/2023 CCO CAPITAL, LLC (CRD#:31147) PHOENIX, AZ
B
05/22/2017 - 02/20/2020 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.