Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
CONNER GERALD MCCUBBIN
CONNER MCCUBBIN
CRD#: 6784578
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 2625 WIGWAM PARKWAY
SUITE 100
HENDERSON, NV 89074
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Arizona 11/2/2018
B
Nevada 11/2/2018
B
California 11/2/2018
IA
Nevada 11/2/2018
B
Colorado 11/2/2018
B
New Mexico 8/9/2023
B
Florida 3/21/2023
B
Oregon 5/18/2021
B
Hawaii 5/24/2023
B
Pennsylvania 2/21/2024
B
Idaho 8/9/2023
B
South Carolina 1/2/2025
B
Illinois 4/23/2024
B
South Dakota 8/27/2024
B
Minnesota 8/9/2023
B
Texas 5/6/2019
B
Missouri 6/9/2023
B
Virginia 8/9/2023
B
Montana 8/9/2023
B
Washington 8/29/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
2625 WIGWAM PARKWAY SUITE 100, HENDERSON, NV 89074
Registered with this firm since 11/2/2018
B
OSAIC WEALTH, INC. (CRD#:23131)
2625 WIGWAM PARKWAY SUITE 100, HENDERSON, NV 89074
Registered with this firm since 11/2/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/08/2017 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) HENDERSON, NV
B
 05/15/2017 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) HENDERSON, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.