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Detailed Report
ANABEL RODRIGUEZ
ANABEL LLAMAS
CRD#: 6784287
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 229 E TULARE AVE
TULARE, CA 93274
Registration History
201920202021202220232024202520262 FIRMS2021 - Present (3 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2019 - 2021 (1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2020 - 2021 (1 year)
License(s)

State Registrations

B
California 11/19/2021
B
Maryland 8/2/2023
IA
California 11/19/2021
B
North Dakota 8/22/2022
B
Georgia 4/23/2024
B
Texas 12/22/2022
B
Idaho 9/16/2022
IA
Texas 1/3/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
229 E TULARE AVE, TULARE, CA 93274
200 W 7TH ST, HANFORD, CA 93230
Registered with this firm since 11/19/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
229 E TULARE AVE, TULARE, CA 93274
200 W 7TH ST, HANFORD, CA 93230
Registered with this firm since 11/19/2021
Previous Registration(s)
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 01/07/2020 - 05/12/2021 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Clovis, CA
B
 09/09/2019 - 05/12/2021 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Clovis, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.