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George Lucas Ballard
CRD#: 6783960
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 500 Maryville University Drive
St Louis, MO 63141
Registration History
2017201820192020202120222023202420252 FIRMS2024 - Present (<1 year)BTD AMERITRADE, INC. (CRD# 7870)2023 - 2024 (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2023 - 2023 (<1 year)BTD AMERITRADE, INC. (CRD# 7870)2018 - 2023 (5 years)BSCOTTRADE, INC. (CRD# 8206)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Alabama 5/10/2024

B
Montana 5/10/2024

B
Alaska 5/10/2024

B
Nebraska 5/10/2024

B
Arizona 5/10/2024

B
Nevada 5/10/2024

B
Arkansas 5/10/2024

B
New Hampshire 5/10/2024

B
California 5/10/2024

B
New Jersey 5/10/2024

B
Colorado 5/10/2024

B
New Mexico 5/10/2024

B
Connecticut 5/10/2024

B
New York 5/10/2024

B
Delaware 5/10/2024

B
North Carolina 5/10/2024

B
District of Columbia 5/10/2024

B
North Dakota 5/10/2024

B
Florida 5/10/2024

B
Ohio 5/10/2024

B
Georgia 5/10/2024

B
Oklahoma 5/10/2024

B
Hawaii 5/10/2024

B
Oregon 5/10/2024

B
Idaho 5/10/2024

B
Pennsylvania 5/10/2024

B
Illinois 5/10/2024

B
Puerto Rico 5/10/2024

B
Indiana 5/10/2024

B
Rhode Island 5/10/2024

B
Iowa 5/10/2024

B
South Carolina 5/10/2024

B
Kansas 5/10/2024

B
South Dakota 5/10/2024

B
Kentucky 5/10/2024

B
Tennessee 5/10/2024

B
Louisiana 5/10/2024

B
Texas 5/10/2024

B
Maine 5/10/2024

B
Utah 5/10/2024

B
Maryland 5/10/2024

B
Vermont 5/10/2024

B
Massachusetts 5/10/2024

B
Virgin Islands 5/10/2024

B
Michigan 5/10/2024

B
Virginia 5/10/2024

B
Minnesota 5/10/2024

B
Washington 5/10/2024

B
Mississippi 5/10/2024

B
West Virginia 5/10/2024

B
Missouri 5/10/2024

B
Wisconsin 5/10/2024

IA
Missouri 5/23/2024

B
Wyoming 5/10/2024

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
500 Maryville University Drive, St Louis, MO 63141
Registered with this firm since 5/23/2024

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
500 Maryville University Drive, St Louis, MO 63141
Registered with this firm since 5/10/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/15/2023 - 05/10/2024 TD AMERITRADE, INC. (CRD#:7870) St. Louis, MO
B
05/26/2023 - 08/15/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) St Louis, MO
B
02/26/2018 - 05/26/2023 TD AMERITRADE, INC. (CRD#:7870) ST. LOUIS, MO
B
06/20/2017 - 02/26/2018 SCOTTRADE, INC. (CRD#:8206) ST LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.