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Detailed Report
Kristen Marie Shay
CRD#: 6783619
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 4205 PHILIPS FARM RD SUITE 100
COLUMBIA, MO 65201
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 1/29/2018
B
Missouri 7/3/2017
B
California 9/11/2017
IA
Missouri 8/31/2017
B
Colorado 7/16/2020
B
New York 10/9/2017
B
District of Columbia 10/18/2024
B
Oregon 2/8/2024
B
Florida 9/11/2017
B
Pennsylvania 8/24/2022
B
Georgia 11/30/2018
B
Texas 10/5/2018
B
Idaho 10/18/2018
IA
Texas 1/10/2019
B
Illinois 10/16/2018
B
Virginia 11/27/2018
B
Kansas 11/8/2018
B
Washington 10/18/2018
B
Massachusetts 11/30/2023
B
Wyoming 2/24/2025

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
4205 PHILIPS FARM RD SUITE 100, COLUMBIA, MO 65201
Registered with this firm since 8/31/2017
B
EDWARD JONES (CRD#:250)
4205 PHILIPS FARM RD SUITE 100, COLUMBIA, MO 65201
Registered with this firm since 6/13/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.