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LEVI A ASHLEY
Levi A Ashley, Levi Allen Ashley
CRD#: 6781900
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 59 WOLF RD
ALBANY, NY 12205-2606
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 59 WOLF RD
ALBANY, NY 12205-2606
Registration History
201920202021202220232024202520262 FIRMS2019 - 2020 (<1 year)2 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (2 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2020 - 2021 (<1 year)
License(s)

State Registrations

B
California 4/3/2023

B
New York 11/10/2022

B
Connecticut 4/3/2023

IA
New York 11/17/2022

B
District of Columbia 4/3/2023

B
North Carolina 4/3/2023

B
Florida 4/3/2023

B
Pennsylvania 4/3/2023

B
Illinois 1/25/2024

B
Rhode Island 9/17/2024

B
Iowa 12/19/2024

B
South Carolina 12/4/2024

B
Maine 4/3/2023

B
Texas 4/3/2023

B
Massachusetts 4/3/2023

IA
Texas 4/5/2023

B
New Hampshire 4/3/2023

B
Vermont 4/3/2023

B
New Jersey 4/3/2023

B
Virginia 11/16/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
59 WOLF RD, ALBANY, NY 12205-2606
Registered with this firm since 11/17/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
59 WOLF RD, ALBANY, NY 12205-2606
MIDDLE GROVE, NY
Registered with this firm since 11/10/2022

Previous Registration(s)
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IA
04/12/2021 - 10/31/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SARATOGA SPRINGS, NY
B
04/12/2021 - 10/31/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SARATOGA SPRINGS, NY
B
12/21/2020 - 03/10/2021 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) ALBANY, NY
IA
04/26/2019 - 03/25/2020 MORGAN STANLEY (CRD#:149777) ONEONTA, NY
B
04/04/2019 - 03/25/2020 MORGAN STANLEY (CRD#:149777) ONEONTA, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.