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Stephanie Luo
CRD#: 6781523
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3978 BARRANCA PARKWAY
IRVINE, CA 92606
Registration History
20172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - 2019 (1 year)
License(s)

State Registrations

B
Alabama 1/3/2024

B
Minnesota 1/3/2024

B
Arizona 12/22/2023

B
Montana 1/3/2024

B
Arkansas 12/22/2023

B
Nevada 12/22/2023

B
California 12/22/2023

B
New Hampshire 1/3/2024

IA
California 12/22/2023

B
New Jersey 1/3/2024

B
Colorado 12/22/2023

B
New York 12/22/2023

B
Connecticut 1/3/2024

B
North Carolina 12/22/2023

B
Delaware 12/22/2023

B
Ohio 1/4/2024

B
District of Columbia 1/3/2024

B
Oklahoma 1/3/2024

B
Florida 12/22/2023

B
Oregon 12/22/2023

B
Georgia 1/3/2024

B
Pennsylvania 1/3/2024

B
Hawaii 1/3/2024

B
Rhode Island 1/3/2024

B
Idaho 1/3/2024

B
Tennessee 12/22/2023

B
Illinois 12/22/2023

B
Texas 12/22/2023

B
Indiana 1/3/2024

IA
Texas 12/22/2023

B
Iowa 12/22/2023

B
Utah 12/22/2023

B
Kentucky 1/3/2024

B
Vermont 12/22/2023

B
Louisiana 1/3/2024

B
Virginia 12/22/2023

B
Maryland 1/3/2024

B
Washington 1/3/2024

B
Massachusetts 1/3/2024

B
Wisconsin 12/22/2023

B
Michigan 1/3/2024

B
Wyoming 12/22/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3978 BARRANCA PARKWAY, IRVINE, CA 92606
Registered with this firm since 12/22/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3978 BARRANCA PARKWAY, IRVINE, CA 92606
Registered with this firm since 12/22/2023

Previous Registration(s)
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B
05/26/2017 - 03/04/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) IRVINE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.