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Rebecca Stewart
REBECCA STEWART, Rebecca Bea Stewart
CRD#: 6780979
IA
B
MORGAN STANLEYCRD#: 149777 1478 Stone Point Drive
Suite 500
Roseville, CA 95661
Suite 500
Roseville, CA 95661
0
Disclosures
7
Years of Experience
View By:
State Registrations
B
Alabama 8/25/2023
B
Nevada 1/24/2024
B
Arizona 8/25/2023
B
New York 8/25/2023
B
California 8/25/2023
B
North Carolina 1/25/2024
IA
California 8/25/2023
B
Ohio 1/26/2024
B
Colorado 8/25/2023
B
Oklahoma 8/25/2023
B
Florida 1/24/2024
B
Oregon 8/25/2023
B
Idaho 8/25/2023
B
South Dakota 1/25/2024
B
Illinois 1/24/2024
B
Texas 8/25/2023
B
Iowa 1/24/2024
IA
Texas 8/25/2023
B
Maryland 1/25/2024
B
Utah 8/25/2023
B
Massachusetts 8/25/2023
B
Virginia 1/25/2024
B
Mississippi 1/10/2025
B
Washington 8/25/2023
B
Missouri 1/25/2024
B
Wyoming 1/25/2024
B
Montana 1/24/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/25/2023
B
Registered with this firm since 8/25/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/31/2020 - 08/30/2023 | GOLD RIVER, CA | |
B | 07/31/2020 - 08/30/2023 | GOLD RIVER, CA | |
IA | 11/22/2017 - 07/20/2020 | CARMEL, CA | |
B | 09/25/2017 - 07/20/2020 | CARMEL, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.