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Detailed Report
Victoria Lynn Phrydas
VICTORIAA PHRYDAS GILBERT, Vicky Gilbert, Victoria Phrydas Gilbert, Vicky Phrydas
CRD#: 6779007
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 Kyle, TX
Registration History
20172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2017 - 2022 (5 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2018 - 2022 (4 years)
License(s)

State Registrations

B
New Jersey 6/18/2024
B
Texas 12/22/2022
IA
New Jersey 6/19/2024
IA
Texas 12/22/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Kyle, TX
Registered with this firm since 12/22/2022
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Kyle, TX
Registered with this firm since 12/22/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/15/2018 - 12/19/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Kyle, TX
B
 09/15/2017 - 12/19/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Austin, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.