Individual Firm
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Victoria Lynn Phrydas
VICTORIAA PHRYDAS GILBERT, Vicky Gilbert, Victoria Phrydas Gilbert, Vicky Phrydas
CRD#: 6779007
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 Kyle, TX
0
Disclosures
7
Years of Experience
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State Registrations
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New Jersey 6/18/2024
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Texas 12/22/2022
IA
New Jersey 6/19/2024
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Texas 12/22/2022
SRO Registrations
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IA
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/15/2018 - 12/19/2022 | Kyle, TX | |
B | 09/15/2017 - 12/19/2022 | Austin, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.