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NICOLAS ANDREW RHODES
NICK ANDREW RHODES, NICOLAS RHODES
CRD#: 6778022
IA
Investment Adviser
B
Broker
TRANSAMERICA RETIREMENT ADVISORS, LLCCRD#: 107319 Fairhope, AL
TRANSAMERICA INVESTORS SECURITIES, LLCCRD#: 32205 Fairhope, AL
Registration History
20172018201920202021202220232024202520262 FIRMS2018 - 2022 (4 years)2 FIRMS2022 - Present (2 years)BADP BROKER-DEALER, INC. (CRD# 37693)2017 - 2018 (1 year)
License(s)

State Registrations

B
Alabama 10/7/2022

B
Louisiana 10/7/2022

IA
Alabama 10/7/2022

B
Mississippi 10/7/2022

B
Florida 10/7/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRANSAMERICA INVESTORS SECURITIES, LLC (CRD#:32205)
Fairhope, AL
Registered with this firm since 10/7/2022

IA
TRANSAMERICA RETIREMENT ADVISORS, LLC (CRD#:107319)
Fairhope, AL
Registered with this firm since 10/7/2022

Previous Registration(s)
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12/06/2018 - 10/04/2022 PRINCIPAL SECURITIES, INC. (CRD#:1137) BIRMINGHAM, AL
B
10/25/2018 - 10/04/2022 PRINCIPAL SECURITIES, INC. (CRD#:1137) BIRMINGHAM, AL
B
05/08/2017 - 10/19/2018 ADP BROKER-DEALER, INC. (CRD#:37693) ROSELAND, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.