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Detailed Report
Conor Jeffrey Smith
CRD#: 6777963
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Willis Tower
233 South Wacker Drive, Suite 8200 Region 5
Chicago, IL 60606
Registration History
201820192020202120222023202420252026IAMORGAN STANLEY (CRD# 149777)2019 - Present (6 years)BMORGAN STANLEY (CRD# 149777)2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 2/11/2019
B
Nebraska 2/11/2019
B
Alaska 2/11/2019
B
Nevada 2/11/2019
B
Arizona 2/11/2019
B
New Hampshire 2/11/2019
B
Arkansas 2/11/2019
B
New Jersey 2/11/2019
B
California 2/11/2019
B
New Mexico 2/11/2019
B
Colorado 2/11/2019
B
New York 2/11/2019
B
Connecticut 2/11/2019
B
North Carolina 2/11/2019
B
Delaware 2/11/2019
B
North Dakota 2/11/2019
B
District of Columbia 2/11/2019
B
Ohio 2/12/2019
B
Florida 2/11/2019
B
Oklahoma 2/11/2019
B
Georgia 2/11/2019
B
Oregon 2/11/2019
B
Hawaii 2/11/2019
B
Pennsylvania 2/11/2019
B
Idaho 2/11/2019
B
Puerto Rico 2/11/2019
B
Illinois 1/29/2019
B
Rhode Island 2/11/2019
IA
Illinois 1/29/2019
B
South Carolina 2/11/2019
B
Indiana 2/11/2019
B
South Dakota 2/11/2019
B
Iowa 2/11/2019
B
Tennessee 2/11/2019
B
Kansas 2/11/2019
B
Texas 2/11/2019
B
Kentucky 2/11/2019
IA
Texas 4/23/2020
B
Louisiana 2/11/2019
B
Utah 2/11/2019
B
Maine 2/11/2019
B
Vermont 2/11/2019
B
Maryland 2/11/2019
B
Virgin Islands 2/11/2019
B
Massachusetts 2/11/2019
B
Virginia 2/11/2019
B
Michigan 2/11/2019
B
Washington 2/11/2019
B
Minnesota 2/11/2019
B
West Virginia 2/11/2019
B
Mississippi 2/11/2019
B
Wisconsin 2/11/2019
B
Missouri 2/11/2019
B
Wyoming 2/11/2019
B
Montana 2/11/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Willis Tower 233 South Wacker Drive, Suite 8200 Region 5, Chicago, IL 60606
Registered with this firm since 1/29/2019
B
MORGAN STANLEY (CRD#:149777)
Willis Tower 233 South Wacker Drive, Suite 8200 Region 5, Chicago, IL 60606
Registered with this firm since 11/30/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.