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Alexander Notaro
ALEXANDER JOSEPH NOTARO
CRD#: 6777398
IA
B
VALLEY WEALTH MANAGERS, INC.CRD#: 108879 555 West 5th Street
Suite 3200
Los Angeles, CA 90013
Suite 3200
Los Angeles, CA 90013
VALLEY FINANCIAL MANAGEMENT, INC.CRD#: 105387 555 West 5th Street
33rd floor
Los Angeles, CA 90013-1050
33rd floor
Los Angeles, CA 90013-1050
0
Disclosures
7
Years of Experience
View By:
State Registrations
B
Arizona 1/12/2021
B
Indiana 1/12/2021
B
California 7/12/2018
B
Maryland 1/12/2021
IA
California 7/12/2018
B
Massachusetts 1/12/2021
B
Colorado 1/12/2021
B
Minnesota 1/12/2021
B
Connecticut 1/12/2021
B
Nevada 1/12/2021
B
Delaware 1/12/2021
B
New Jersey 1/12/2021
B
Florida 7/12/2018
B
New York 7/12/2018
B
Georgia 1/12/2021
B
Pennsylvania 1/12/2021
B
Illinois 2/20/2025
B
Texas 1/12/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 5/9/2023
IA
Registered with this firm since 7/12/2018
B
Registered with this firm since 7/12/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/21/2018 - 06/13/2018 | NEW YORK, NY | |
B | 11/20/2017 - 06/13/2018 | NEW YORK, NY | |
B | 06/19/2017 - 09/08/2017 | ALBANY, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.