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Detailed Report
BRUCE ANDREW EVANS JR
Bruce Andrew Evans Jr, Bruce Andrew Evans
CRD#: 6777260
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 11780 U.S. HIGHWAY 1
SUITE N101
NORTH PALM BEACH, FL 33408
Registration History
20172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BMORGAN STANLEY (CRD# 149777)2017 - 2023 (6 years)IAMORGAN STANLEY (CRD# 149777)2018 - 2023 (5 years)
Disclosure(s)
View By:
6/1/2023
Employment Separation After Allegations
License(s)

State Registrations

B
California 7/11/2023
B
New Jersey 7/18/2023
B
Connecticut 7/18/2023
B
New York 7/18/2023
B
Delaware 7/18/2023
B
South Carolina 7/18/2023
IA
Florida 7/11/2023
B
Texas 7/24/2023
B
Florida 7/12/2023
IA
Texas 7/24/2023
B
Georgia 7/18/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
11780 U.S. HIGHWAY 1 SUITE N101, NORTH PALM BEACH, FL 33408
Registered with this firm since 7/11/2023
B
OPPENHEIMER & CO. INC. (CRD#:249)
11780 U.S. HIGHWAY 1 SUITE N101, NORTH PALM BEACH, FL 33408
Registered with this firm since 7/10/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/15/2018 - 06/23/2023 MORGAN STANLEY (CRD#:149777) West Palm Beach, FL
B
 06/28/2017 - 06/23/2023 MORGAN STANLEY (CRD#:149777) West Palm Beach, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.