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Detailed Report
Pierce Henry Wessel
PIERCE WESSEL
CRD#: 6776743
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 2545 HIGHLAND AVENUE
SUITE 100
BIRMINGHAM, AL 35205
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2022 (4 years)2 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (2 years)
License(s)

State Registrations

B
Alabama 5/30/2023
B
Mississippi 5/30/2023
IA
Alabama 5/30/2023
B
North Carolina 8/23/2023
B
Florida 5/30/2023
B
Tennessee 8/23/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
2545 HIGHLAND AVENUE SUITE 100, BIRMINGHAM, AL 35205
Hoover, AL
Registered with this firm since 5/30/2023
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
2545 HIGHLAND AVENUE SUITE 100, BIRMINGHAM, AL 35205
Hoover, AL
Registered with this firm since 5/30/2023
Previous Registration(s)
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IA
 02/10/2023 - 05/19/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BIRMINGHAM, AL
B
 02/10/2023 - 05/19/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BIRMINGHAM, AL
IA
 07/25/2018 - 12/05/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WILMINGTON, DE
B
 06/20/2018 - 12/05/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WILMINGTON, DE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.