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Detailed Report
Bojana Grujicic
CRD#: 6776174
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 10801 W. CHARLESTON BLVD
LAS VEGAS, NV 89135
Registration History
20172018201920202021202220232024202520262 FIRMS2018 - Present (7 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2017 - 2018 (<1 year)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2018 - 2018 (<1 year)
License(s)

State Registrations

B
Alabama 12/12/2023
B
Mississippi 12/12/2023
B
Alaska 12/12/2023
B
Missouri 12/12/2023
B
Arizona 3/3/2023
B
Nevada 2/23/2018
B
California 1/14/2021
IA
Nevada 2/26/2018
B
Colorado 3/3/2023
B
New Jersey 3/3/2023
B
Connecticut 3/3/2023
B
New Mexico 3/3/2023
B
Delaware 12/12/2023
IA
New Mexico 6/12/2023
B
District of Columbia 12/12/2023
B
New York 3/3/2023
B
Florida 3/3/2023
B
North Carolina 3/3/2023
B
Georgia 3/3/2023
B
Ohio 3/3/2023
B
Hawaii 12/12/2023
B
Oklahoma 12/12/2023
B
Idaho 3/3/2023
B
Oregon 3/3/2023
B
Illinois 3/3/2023
B
Pennsylvania 12/12/2023
B
Indiana 12/12/2023
B
Rhode Island 12/12/2023
B
Kentucky 12/12/2023
B
South Carolina 10/22/2024
B
Louisiana 12/12/2023
B
Tennessee 3/3/2023
B
Maryland 12/12/2023
B
Texas 3/3/2023
B
Massachusetts 3/3/2023
B
Washington 12/12/2023
B
Michigan 3/3/2023
B
Wyoming 12/12/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
10801 W. CHARLESTON BLVD, LAS VEGAS, NV 89135
Registered with this firm since 2/26/2018
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
10801 W. CHARLESTON BLVD, LAS VEGAS, NV 89135
Registered with this firm since 2/23/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/31/2018 - 02/12/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Las Vegas, NV
B
 07/19/2017 - 02/12/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Las Vegas, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.