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KIMBERLY ANN ZEPPELIN
Kimberly Ann Leach, KIMBERLY ZEPPELIN
CRD#: 6774975
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 100 N MARSHALL AVE
LITCHFIELD, MN 55355
Registration History
201220142016201820202022202420262 FIRMS2017 - Present (7 years)
Disclosure(s)
View By:
10/1/2019
Judgment / Lien
1/1/2012
Judgment / Lien
License(s)

State Registrations

B
Minnesota 7/4/2017

IA
Minnesota 7/11/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
100 N MARSHALL AVE, LITCHFIELD, MN 55355
Registered with this firm since 7/11/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
100 N MARSHALL AVE, LITCHFIELD, MN 55355
Registered with this firm since 6/7/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.