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CANDICE GUADAGNINO
CRD#: 6774563
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 14636 N SCOTTSDALE RD
SCOTTSDALE, AZ 85254
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 12/12/2024

B
Missouri 7/11/2017

B
Alaska 8/5/2024

B
Montana 7/11/2017

B
Arizona 8/18/2017

B
Nebraska 8/28/2023

B
Arkansas 7/11/2017

B
Nevada 7/11/2017

B
California 7/11/2017

B
New Jersey 7/11/2017

IA
California 7/11/2017

B
New Mexico 7/11/2017

B
Colorado 7/11/2017

B
New York 7/11/2017

B
Connecticut 7/11/2017

B
North Carolina 7/11/2017

B
Delaware 8/5/2024

B
North Dakota 7/11/2017

B
District of Columbia 7/11/2017

B
Ohio 7/11/2017

B
Florida 7/11/2017

B
Oklahoma 7/11/2017

B
Georgia 7/11/2017

B
Oregon 7/11/2017

B
Hawaii 7/11/2017

B
Pennsylvania 7/11/2017

B
Idaho 7/11/2017

B
South Carolina 1/16/2023

B
Illinois 7/11/2017

B
South Dakota 1/16/2023

B
Indiana 7/11/2017

B
Tennessee 1/16/2023

B
Kansas 7/11/2017

B
Texas 7/11/2017

B
Louisiana 10/29/2024

IA
Texas 7/18/2017

B
Maine 7/11/2017

B
Utah 7/11/2017

B
Maryland 7/11/2017

B
Virginia 7/11/2017

B
Massachusetts 7/11/2017

B
Washington 7/11/2017

B
Michigan 7/11/2017

B
West Virginia 1/2/2025

B
Minnesota 7/11/2017

B
Wisconsin 7/11/2017

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
14636 N SCOTTSDALE RD, SCOTTSDALE, AZ 85254
Registered with this firm since 7/11/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
14636 N SCOTTSDALE RD, SCOTTSDALE, AZ 85254
Registered with this firm since 5/11/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.