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Detailed Report
LAKEEM SCOTT
LAKEEM L SCOTT, LAKEEM LASHAWN SCOTT
CRD#: 6773310
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 ONE N JEFFERSON AVE
ST. LOUIS, MO 63103
Registration History
201920202021202220232024202520262 FIRMS2019 - 2020 (<1 year)2 FIRMS2021 - 2022 (1 year)2 FIRMS2023 - Present (2 years)
License(s)

State Registrations

B
Illinois 6/24/2024
B
Missouri 3/6/2023
IA
Illinois 6/24/2024
IA
Missouri 3/6/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
EAST ST LOUIS, IL
Registered with this firm since 3/6/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
EAST ST LOUIS, IL
Registered with this firm since 3/6/2023
Previous Registration(s)
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IA
 03/26/2021 - 12/07/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
 03/26/2021 - 12/07/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
IA
 07/31/2019 - 01/21/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
 07/05/2019 - 01/21/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.