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ERIC SACKS
ERIC WILLIAM SACKS
CRD#: 6773303
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 ONE N JEFFERSON AVE
ST. LOUIS, MO 63103
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)2 FIRMS2019 - Present (5 years)
Disclosure(s)
View By:
10/30/2018
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/7/2017

B
Nebraska 9/7/2017

B
Alaska 9/7/2017

B
Nevada 9/7/2017

B
Arizona 9/7/2017

B
New Hampshire 9/7/2017

B
Arkansas 9/7/2017

B
New Jersey 9/7/2017

B
California 9/7/2017

B
New Mexico 9/7/2017

B
Colorado 9/7/2017

B
New York 9/7/2017

B
Connecticut 9/7/2017

B
North Carolina 9/8/2017

B
Delaware 9/7/2017

B
North Dakota 9/7/2017

B
District of Columbia 9/7/2017

B
Ohio 9/8/2017

B
Florida 9/7/2017

B
Oklahoma 9/7/2017

B
Georgia 9/7/2017

B
Oregon 9/7/2017

B
Hawaii 9/7/2017

B
Pennsylvania 9/7/2017

B
Idaho 9/7/2017

B
Puerto Rico 9/7/2017

B
Illinois 9/7/2017

B
Rhode Island 9/7/2017

B
Indiana 9/7/2017

B
South Carolina 9/7/2017

B
Iowa 9/7/2017

B
South Dakota 9/7/2017

B
Kansas 9/7/2017

B
Tennessee 9/7/2017

B
Kentucky 9/7/2017

B
Texas 9/7/2017

B
Louisiana 9/7/2017

IA
Texas 9/8/2017

B
Maine 9/7/2017

B
Utah 9/7/2017

B
Maryland 9/7/2017

B
Vermont 9/7/2017

B
Massachusetts 9/7/2017

B
Virgin Islands 9/7/2017

B
Michigan 9/7/2017

B
Virginia 9/7/2017

B
Minnesota 9/7/2017

B
Washington 9/7/2017

B
Mississippi 9/7/2017

B
West Virginia 9/7/2017

B
Missouri 5/12/2017

B
Wisconsin 9/7/2017

IA
Missouri 9/11/2024

B
Wyoming 9/7/2017

B
Montana 9/7/2017

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
MARYLAND HEIGHTS, MO
Registered with this firm since 10/15/2019

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
MARYLAND HEIGHTS, MO
Registered with this firm since 10/14/2019

IA
WELLS FARGO ADVISORS (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
MARYLAND HEIGHTS, MO
Registered with this firm since 9/8/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
MARYLAND HEIGHTS, MO
Registered with this firm since 5/2/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.