Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Cavan Martin Metzler
CRD#: 6771934
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2631 S PACKERLAND DR
STE 105
GREEN BAY, WI 54313
STE 105
GREEN BAY, WI 54313
0
Disclosures
7
Years of Experience
View By:
State Registrations
B
Alabama 10/5/2019
B
Mississippi 10/5/2019
B
Arizona 10/5/2019
B
North Carolina 10/5/2019
B
Arkansas 10/5/2019
B
North Dakota 6/14/2022
B
Colorado 1/13/2025
B
Ohio 10/7/2019
B
Connecticut 10/5/2019
B
Pennsylvania 10/5/2019
B
Florida 6/29/2021
B
South Carolina 10/5/2019
B
Georgia 10/5/2019
B
Tennessee 10/5/2019
B
Illinois 10/5/2019
B
Texas 10/5/2019
B
Iowa 10/5/2019
IA
Texas 6/29/2021
B
Louisiana 4/28/2020
B
Virginia 10/5/2019
B
Maryland 12/14/2022
B
Washington 10/5/2019
B
Michigan 10/5/2019
B
Wisconsin 10/5/2019
IA
Michigan 6/16/2022
IA
Wisconsin 10/5/2019
B
Minnesota 10/5/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/5/2019
B
Registered with this firm since 10/5/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/10/2018 - 08/02/2019 | GREEN BAY, WI | |
B | 06/19/2017 - 08/02/2019 | GREEN BAY, WI |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.