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STEPHANIE RENAE WOODS
Stephanie Renae Miller, STEPHANIE WOODS
CRD#: 6770572
IA
B
OSAIC WEALTH, INC.CRD#: 23131 3636 NORTH ROFF AVENUE
OKLAHOMA CITY, OK 73112
OKLAHOMA CITY, OK 73112
0
Disclosures
6
Years of Experience
View By:
State Registrations
B
Alabama 2/29/2024
B
Oklahoma 11/3/2023
B
California 2/29/2024
IA
Oklahoma 11/3/2023
B
Florida 2/29/2024
B
Texas 2/29/2024
IA
Florida 3/1/2024
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Texas 3/4/2024
B
New York 2/29/2024
SRO Registrations
B
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Registered with this firm since 11/3/2023
B
Registered with this firm since 11/3/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/29/2018 - 11/03/2023 | OKLAHOMA CITY, OK | |
B | 08/23/2018 - 11/03/2023 | OKLAHOMA CITY, OK |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.