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Detailed Report
Brett Peter Wysopal
CRD#: 6769548
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Investment Adviser
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Previous Broker
WYSOPAL WEALTHCRD#: 330813 BROOKFIELD, IL
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2019 (1 year)IAWYSOPAL WEALTH (CRD# 330813)2024 - Present (<1 year)IASECFI ADVISORY LIMITED (CRD# 306961)2023 - 2024 (1 year)IABROOKLYN FI, LLC (CRD# 292115)2022 - 2023 (<1 year)IAMARINER WEALTH ADVISORS (CRD# 140195)2019 - 2022 (3 years)
License(s)

State Registrations

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California 2/28/2025
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Texas 2/19/2025
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Illinois 9/23/2024
Current Registration(s)
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WYSOPAL WEALTH (CRD#:330813)
BROOKFIELD, IL
Registered with this firm since 9/23/2024
Previous Registration(s)
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 08/04/2023 - 09/20/2024 SECFI ADVISORY LIMITED (CRD#:306961) Brookfield, IL
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 09/15/2022 - 07/20/2023 BROOKLYN FI, LLC (CRD#:292115) Brookfield, IL
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 01/24/2019 - 08/31/2022 MARINER WEALTH ADVISORS (CRD#:140195) OAKBROOK TERRACE, IL
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 05/09/2017 - 01/15/2019 RBC CAPITAL MARKETS, LLC (CRD#:31194) OAKBROOK TERRACE, IL
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 04/18/2017 - 01/15/2019 RBC CAPITAL MARKETS, LLC (CRD#:31194) OAKBROOK TERRACE, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.