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JOSHUA SARIOL
Josh Sariol, Josh Sariol Garcia, Joshua Sariol Garcia
CRD#: 6768798
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 6350 LANTANA ROAD
LAKE WORTH, FL 33463
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2017 - 2024 (6 years)2 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
6/6/2016
Financial
Final
4/24/2015
Financial
Final
License(s)

State Registrations

B
California 11/6/2024

B
New Jersey 3/27/2024

B
Colorado 4/9/2024

B
New York 6/28/2024

B
Connecticut 8/14/2024

B
North Carolina 3/20/2024

B
Florida 3/14/2024

IA
Texas 3/13/2024

IA
Florida 3/14/2024

B
Texas 3/14/2024

B
Georgia 7/11/2024

B
Washington 9/3/2024

B
Maryland 5/6/2024

B
Wyoming 7/15/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
6350 LANTANA ROAD, LAKE WORTH, FL 33463
Registered with this firm since 3/13/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
6350 LANTANA ROAD, LAKE WORTH, FL 33463
Registered with this firm since 3/13/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/27/2017 - 02/29/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALM BEACH GARDENS, FL
B
05/08/2017 - 02/29/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALM BEACH GARDENS, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.