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Susan Leslie Soderberg
Sue Soderberg, Susan Soderberg
CRD#: 6768142
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 333 W. Wacker Drive
28th Floor
CHICAGO, IL 60606
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2019 (1 year)2 FIRMS2023 - Present (2 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Colorado 10/13/2023

B
Indiana 8/22/2023

B
Florida 9/12/2024

B
Texas 6/6/2024

B
Illinois 1/28/2023

B
Wisconsin 2/21/2024

IA
Illinois 1/28/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
333 W. Wacker Drive 28th Floor, CHICAGO, IL 60606
Chicago, IL
Registered with this firm since 1/28/2023

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
333 W. Wacker Drive 28th Floor, CHICAGO, IL 60606
Chicago, IL
Registered with this firm since 1/17/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/01/2022 - 12/20/2022 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) Saint Charles, IL
IA
07/26/2017 - 04/09/2019 MORGAN STANLEY (CRD#:149777) CHICAGO, IL
B
06/28/2017 - 04/09/2019 MORGAN STANLEY (CRD#:149777) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.