Individual Firm
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Philippe-Joseph Eustache
CRD#: 6767697
IA
B
EDWARD JONESCRD#: 250 1650 S PACIFIC COAST HIGHWAY
STE 301
REDONDO BEACH, CA 90277-5613
STE 301
REDONDO BEACH, CA 90277-5613
View By:
1/18/2018
Financial
Final
State Registrations
B
Arizona 5/29/2024
B
New Jersey 5/17/2024
B
California 5/17/2024
B
New York 5/18/2024
IA
California 5/17/2024
B
North Carolina 6/12/2024
B
Colorado 5/20/2024
B
Ohio 11/7/2024
B
Connecticut 5/20/2024
B
Oregon 5/23/2024
B
District of Columbia 5/22/2024
B
Pennsylvania 8/20/2024
B
Florida 5/17/2024
B
South Carolina 5/20/2024
B
Georgia 5/20/2024
B
South Dakota 5/17/2024
B
Indiana 11/8/2024
B
Tennessee 5/20/2024
B
Kansas 5/17/2024
B
Texas 5/17/2024
B
Louisiana 5/30/2024
IA
Texas 5/17/2024
B
Massachusetts 5/20/2024
B
Utah 1/16/2025
B
Michigan 11/12/2024
B
Virginia 5/21/2024
B
Montana 7/3/2024
B
Washington 5/20/2024
B
Nevada 5/17/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/17/2024
B
Registered with this firm since 5/17/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/17/2023 - 05/17/2024 | LOS ANGELES, CA | |
B | 04/18/2023 - 05/17/2024 | LOS ANGELES, CA | |
IA | 02/21/2019 - 09/11/2020 | WALNUT CREEK, CA | |
B | 02/20/2019 - 09/11/2020 | WALNUT CREEK, CA | |
IA | 06/25/2018 - 02/12/2019 | WALNUT CREEK, CA | |
B | 06/15/2018 - 02/12/2019 | WALNUT CREEK, CA | |
IA | 08/02/2017 - 05/17/2018 | WALNUT CREEK, CA | |
B | 08/01/2017 - 05/17/2018 | WALNUT CREEK, CA |
LOS ANGELES, CA
05/17/2023 - 05/17/2024
LOS ANGELES, CA
04/18/2023 - 05/17/2024
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.