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Nathan Charles Handl
CRD#: 6767107
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 6400 S FIDDLERS GREEN CIRCLE
ENGLEWOOD, CO 80111
Registration History
20172018201920202021202220232024202520262 FIRMS2020 - Present (4 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - 2019 (2 years)
License(s)

State Registrations

B
Alabama 1/3/2024

B
Montana 1/3/2024

B
Alaska 1/3/2024

B
Nebraska 1/3/2024

B
Arizona 9/29/2020

B
Nevada 11/24/2020

B
Arkansas 1/3/2024

B
New Hampshire 1/3/2024

B
California 10/29/2020

B
New Jersey 9/23/2021

IA
California 10/29/2020

B
New Mexico 11/24/2020

B
Colorado 11/24/2020

B
New York 1/3/2024

IA
Colorado 1/3/2024

B
North Carolina 1/3/2024

B
Connecticut 1/3/2024

B
North Dakota 1/3/2024

B
Delaware 1/3/2024

B
Ohio 1/3/2024

B
District of Columbia 1/3/2024

B
Oklahoma 1/3/2024

B
Florida 11/24/2020

B
Oregon 1/3/2024

B
Georgia 1/3/2024

B
Pennsylvania 1/3/2024

B
Hawaii 1/3/2024

B
Puerto Rico 1/3/2024

B
Idaho 1/3/2024

B
Rhode Island 1/3/2024

B
Illinois 1/3/2024

B
South Carolina 1/3/2024

B
Indiana 1/3/2024

B
South Dakota 1/3/2024

B
Iowa 1/3/2024

B
Tennessee 1/3/2024

B
Kansas 1/3/2024

B
Texas 11/24/2020

B
Kentucky 1/3/2024

IA
Texas 12/15/2020

B
Louisiana 1/3/2024

B
Utah 11/24/2020

B
Maine 1/3/2024

B
Vermont 1/3/2024

B
Maryland 1/3/2024

B
Virgin Islands 1/3/2024

B
Massachusetts 1/3/2024

B
Virginia 1/3/2024

B
Michigan 1/3/2024

B
Washington 10/6/2021

B
Minnesota 1/3/2024

B
West Virginia 1/3/2024

B
Mississippi 1/3/2024

B
Wisconsin 1/3/2024

B
Missouri 1/3/2024

B
Wyoming 1/3/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6400 S FIDDLERS GREEN CIRCLE, ENGLEWOOD, CO 80111
Registered with this firm since 10/29/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6400 S FIDDLERS GREEN CIRCLE, ENGLEWOOD, CO 80111
Registered with this firm since 9/25/2020

Previous Registration(s)
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B
04/07/2017 - 08/28/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) LITCHFIELD PARK, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.