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DAVID R AMBARTSUMIAN
David Ambartsumian
CRD#: 6766630
IA
B
MORGAN STANLEYCRD#: 149777 100 Front Street
Suite 600
West Conshohocken, PA 19428
Suite 600
West Conshohocken, PA 19428
0
Disclosures
7
Years of Experience
View By:
State Registrations
B
Arizona 6/3/2022
B
Nevada 8/23/2022
B
California 6/3/2022
B
New Jersey 6/3/2022
B
Colorado 8/18/2022
B
New York 6/3/2022
B
Connecticut 6/3/2022
B
North Carolina 6/3/2022
B
Delaware 6/3/2022
B
Ohio 8/24/2022
B
District of Columbia 6/3/2022
B
Oregon 1/14/2025
B
Florida 6/3/2022
B
Pennsylvania 6/3/2022
B
Georgia 6/3/2022
IA
Pennsylvania 6/3/2022
B
Illinois 6/3/2022
B
Rhode Island 8/23/2022
B
Indiana 8/23/2022
B
South Carolina 8/23/2022
B
Iowa 11/14/2024
B
Tennessee 6/3/2022
B
Kansas 6/3/2022
B
Texas 6/3/2022
B
Louisiana 4/19/2024
IA
Texas 6/3/2022
B
Maine 8/23/2022
B
Utah 6/3/2022
B
Maryland 6/3/2022
B
Vermont 1/9/2025
B
Massachusetts 8/31/2022
B
Virginia 6/3/2022
B
Michigan 4/19/2024
B
Washington 8/23/2022
B
Minnesota 4/19/2024
B
West Virginia 6/26/2024
B
Missouri 4/19/2024
B
Wisconsin 4/19/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/3/2022
B
Registered with this firm since 6/3/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/24/2018 - 06/06/2022 | PHILADELPHIA, PA | |
B | 03/02/2019 - 06/06/2022 | PHILADELPHIA, PA | |
IA | 06/06/2017 - 12/19/2018 | MARLTON, NJ |
PHILADELPHIA, PA
12/24/2018 - 06/06/2022
PHILADELPHIA, PA
03/02/2019 - 06/06/2022
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.