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Detailed Report
Dylan R Kepes
DYLAN RYAN KEPES, DYLAN KEPES
CRD#: 6765768
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 5585 ATLANTA HWY
ALPHARETTA, GA 30004
Registration History
20172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2019 - 2022 (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2018 (1 year)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2020 - 2022 (2 years)
License(s)

State Registrations

B
Alabama 11/21/2022
B
New Jersey 10/18/2022
B
Florida 11/17/2022
B
New York 11/21/2022
B
Georgia 6/9/2022
B
North Carolina 6/9/2022
IA
Georgia 6/10/2022
B
Ohio 6/30/2022
B
Hawaii 7/17/2023
B
Oklahoma 1/13/2023
B
Illinois 7/19/2022
B
Puerto Rico 8/12/2024
B
Kansas 7/27/2023
B
South Carolina 11/21/2022
B
Kentucky 6/29/2022
B
Tennessee 6/29/2022
B
Louisiana 10/26/2023
B
Texas 7/25/2022
B
Michigan 9/30/2022
IA
Texas 8/8/2022
B
Minnesota 4/21/2023
B
Virginia 11/21/2022
B
Missouri 4/19/2023
B
Wisconsin 1/29/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
5585 ATLANTA HWY, ALPHARETTA, GA 30004
15800 Birmingham Hwy , Milton , GA 30004
Registered with this firm since 6/10/2022
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
5585 ATLANTA HWY, ALPHARETTA, GA 30004
15800 Birmingham Hwy , Milton , GA 30004
Registered with this firm since 6/9/2022
Previous Registration(s)
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IA
 03/02/2020 - 05/26/2022 TRUIST ADVISORY SERVICES, INC. (CRD#:283390) DULUTH, GA
B
 02/06/2019 - 05/26/2022 TRUIST INVESTMENT SERVICES, INC. (CRD#:17499) DULUTH, GA
B
 05/02/2017 - 05/24/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SUGAR HILL, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.