Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MADHULIKA NEMANI
Madhu Nemani
CRD#: 6764855
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 1725 Windward Concourse
SUITE 110
ALPHARETTA, GA 30005
Registration History
20192020202120222023202420252026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2021 - Present (3 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2019 - Present (5 years)
License(s)

State Registrations

B
Arkansas 3/31/2022
B
Minnesota 1/3/2025
IA
Arkansas 3/31/2022
IA
Minnesota 1/6/2025
B
California 4/12/2024
B
New Jersey 8/22/2023
IA
California 4/16/2024
IA
New Jersey 8/23/2023
B
Florida 5/31/2023
B
New York 1/5/2022
IA
Florida 6/1/2023
IA
New York 1/5/2022
B
Georgia 6/2/2021
B
North Carolina 6/27/2022
IA
Georgia 9/24/2021
IA
North Carolina 6/27/2022
B
Illinois 1/6/2024
B
Texas 2/9/2024
IA
Illinois 1/6/2024
IA
Texas 2/9/2024
B
Iowa 3/3/2025
B
Washington 5/16/2022
IA
Iowa 3/3/2025
IA
Washington 5/16/2022
B
Kansas 5/1/2023
B
West Virginia 6/10/2022
IA
Kansas 5/1/2023
IA
West Virginia 6/22/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
1725 Windward Concourse SUITE 110, ALPHARETTA, GA 30005
Registered with this firm since 9/24/2021
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
1725 Windward Concourse SUITE 110, ALPHARETTA, GA 30005
Registered with this firm since 7/2/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.