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Detailed Report
PRREETI KHARE
PREETI KHARE KANTETI, Preeti Khare, Preeti Tiwari
CRD#: 6764502
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 YAMATO OFFICE CENTER
999 YAMATO ROAD, SUITE 300
BOCA RATON, FL 33431
Registration History
20172018201920202021202220232024202520262 FIRMS2020 - Present (5 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2017 - 2020 (2 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2019 - 2020 (<1 year)
License(s)

State Registrations

B
Florida 1/13/2020
B
New York 11/5/2021
IA
Florida 1/14/2020
IA
New York 11/5/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
YAMATO OFFICE CENTER 999 YAMATO ROAD, SUITE 300, BOCA RATON, FL 33431
LAUDERHILL, FL
Registered with this firm since 1/14/2020
B
OPPENHEIMER & CO. INC. (CRD#:249)
YAMATO OFFICE CENTER 999 YAMATO ROAD, SUITE 300, BOCA RATON, FL 33431
LAUDERHILL, FL
Registered with this firm since 1/13/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/05/2019 - 01/21/2020 CHARLES SCHWAB & CO., INC. (CRD#:5393) Plantation, FL
B
 06/19/2017 - 01/21/2020 CHARLES SCHWAB & CO., INC. (CRD#:5393) Plantation, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.