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Mark Randall Barrett
CRD#: 6763971
IA
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JANNEY MONTGOMERY SCOTT LLCCRD#: 463 6241 River Road
Richmond, VA 23229
Richmond, VA 23229
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Disclosures
7
Years of Experience
View By:
State Registrations
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Alabama 3/30/2023
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New Jersey 3/30/2023
B
Arizona 3/30/2023
B
New Mexico 3/30/2023
B
California 3/30/2023
B
New York 3/30/2023
B
Colorado 3/30/2023
B
North Carolina 3/30/2023
B
Delaware 10/9/2023
B
Ohio 3/30/2023
B
District of Columbia 3/30/2023
B
Oregon 3/30/2023
B
Florida 3/30/2023
B
Pennsylvania 3/30/2023
B
Georgia 3/30/2023
B
South Carolina 3/30/2023
B
Hawaii 3/30/2023
B
Texas 3/30/2023
B
Idaho 10/9/2023
IA
Texas 3/30/2023
B
Illinois 3/30/2023
B
Vermont 10/9/2023
B
Indiana 10/9/2023
B
Virginia 3/30/2023
B
Kentucky 3/30/2023
IA
Virginia 3/30/2023
B
Maryland 3/30/2023
B
Washington 3/30/2023
B
Massachusetts 3/30/2023
B
Wisconsin 10/9/2023
B
Michigan 3/30/2023
SRO Registrations
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Registered with this firm since 3/30/2023
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Registered with this firm since 3/30/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/17/2021 - 03/06/2023 | RICHMOND, VA | |
B | 02/17/2021 - 03/06/2023 | RICHMOND, VA | |
IA | 05/19/2017 - 02/17/2021 | RICHMOND, VA | |
B | 04/26/2017 - 02/17/2021 | RICHMOND, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.